|Your Fiduciary||Your Salesman|
|Provide Guidance||Sell Products|
|Earn Professional Fees||Work on Commission|
|Provide Open Architecture||Offer House Products|
|Maintain Your Interests||Navigate Conflicts of Interest|
|Preserve Clarity||Create Confusion|
|Work Approachably||Operate Reclusively|
|Independent Financial Advisors||Traditional Brokerage|
Transparent Fee Structure
Our Investment Management Services include basic financial planning, continuous investment services, money management, and custody at our third party broker (TD Institutional). Our fee does not include transactional expenses charged by our third party broker. Transactional expenses are the commissions charged per trade by our third party broker, and we do not receive any payments from these services. Transaction costs range from $9.99-$16.99 per trade.
Our continuous investment services include strategy, asset allocation, investment selection, and risk management. As part of out commitment to continuity of service, we provide to our clients portfolio reports, monthly commentary, quarterly communications, and brokerage statements.
In our ongoing, fiduciary relationship, our accountability never ends.
|Up to $200,000||Minimum Relationship Fee of $2,000 per year|
|$200,001 – $500,000||2.00%|
|$500,001 – $1,000,000||1.75%|